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PORTRAIT OF AN ARTIST, PORTRAIT OF A SON AND BROTHER : SOME ASPECTS OF PHILIP ROTH'S ZUCKERMAN BOUND
by

Viviane SERFATY

(1989)

Introduction

Originally published separately, the three novels now joined under the title Zuckerman Bound form a discontinuous whole which might loosely be characterized as an account of Nathan Zuckerman's progress, from budding artist in The Ghost Writer to literary eminence in The Prague Orgy, the epilogue.

The adventure inherent to the artist's struggle for his identity and specificity is closely interwoven with the creative adventure of the writing process itself and no less importantly, of its breakdown. Philip Roth may thus be said to have given dramatic form to a cluster of perceptions concerning the making of fiction and the ambiguously reciprocal relationship between reality and art which, taken together, amount to the outline of a theory of fiction.

The second large cluster of themes concerns Jewishness and within that, having parents, being a son, a brother, husband, lover. The articulation of these relationships, the obsessive dwelling upon their inner workings make of Philip Roth one of the most perceptive, accurate, luminous, enlightening and finally one of the most pleasurable of the modern writers who have delved into family life.

The Ghost Writer


A staple of fiction and poetry ever since the advent of Romanticism, the artist-hero's fumbling beginnings, growth and ultimate development are ordered in a familiar pattern. The individual private creative act as well as a discussion of aesthetic concepts are the climactic events, as in as in James Joyce's Portrait , the mythic landmark for this whole category of novels. Hardly a stranger to that tradition, Philip Roth self-consciously appropriates the well-known Portrait form as a literary device to bring about either the shock of surprise or the pleasure of recognition. Thus Chapter 2 of The Ghost Writer is entitled " Nathan Dedalus " ; similarly, Stephen's famous epiphany is echoed early on in the novel : " a flaming Dedalian formula to ignite my soul's smithy " (46 ; italics in the text). The amused identification is here compounded by the shock of the flaming formula being applied to a sexual characterization of the artist (" a man with autumn in his heart and spectacles on his nose . . . and blood in his penis " - 46), so blatantly removed from Stephen's Thomistic aesthetics.

The whole of The Ghost Writer thus evolves its own structure from the Portrait framework, itself part of the Bildungsroman or novel of education - essentially a rite of passage, a painful progress towards the young artist's aethetic and social identity. That this framework is taken ironically is firmly established in the novel's opening lines :

I was twenty-three, writing and publishing my first stories, and like many a Bildungsroman hero before me, already contemplating my own massive Bildungsroman. (7)

The formal parody creates a distance between artist and text, between reader and text designed to prompt cautiousness in the interpretation of the novel's ethos : is the hero's education to be taken at face value or is it to be a farcical rendition of the whole process ? No clues are given at this point ; the only thing made clear by the gentle fun poked at Nathan Zuckerman is that his conception of himself as a Bildungsroman hero is self-deluded and sentimental.

What remains of the novel of education is primarily a pattern of aesthetic growth entailing the rejection of outgrown models of artistic and social bahavior. For Stephen Dedalus as well as for Nathan Zuckerman, four climactic or, in Joyce-an terminology, epiphanic events highlight the hero's progress. One is the discussion of Lonoff's writing practice, reminiscent of Stephen's conversation with the dean ; the second is Hope Lonoff's outburst at dinner, watched in awe by Nathan, echoing Dante's tantrum during the Christmas dinner, silently witnessed by Stephen. The third is the complex web of incidents whereby Nathan fantasizes about falling in love with Amy Bellette, which may be indirectly related to Stephen's infatuation with E.C., especially as both sets of events lead up directly to in one case, the writing of " Femme Fatale " and in the other, the writing of the villanelle.

Linda Hutcheon suggests that whenever a well-established form is parodied, it is a strong indication that the genre is spent or undergoing transformation. Just as Don Quixote made fun of chivalry romances or Smollet's Peregrine Pickle mocked picaresque novels, The Ghost Writer rails at the Bildungsroman, which has for so long been a staple of modernist fiction that it can hardly be relevant now, at least in its traditional guise. Through heavy use of allusions to previous literary works, Philip Roth warns us about his ironical intentions and at the same time compounds our awareness of a variety of elements which would otherwise have had to be painstakingly delineated. The various texts quoted arouse, in Julia Kristeva's words, " the infinite memory of significance -- the swarming plural significance " .

Far from being destructive, then, parody is dynamic : based on a deep knowledge of as well as unmistakable affection for the very form being parodied, it keeps the Bildungsroman themes from becoming stale, oversimplified convention : the irony makes it necessary to re-assess their meaning and their function, resulting in a renewed though subtly modified appropriation of their significance. As shown by Patrick O'Donnell , the complex intertextuality of The Ghost Writer subverts the literalness and authority of the texts quoted within the novel ; the ironic quotations of these texts thus provide protection to the beginning writer, and enable him to exist despite the awesome stature of his predecessors, those gigantic, father-like figures named Henry James, Chekhov, Kafka.